Qian Shang
尚前
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qian Shang (尚前), a licensed former licensee with CE reference BGC151. This person has 9.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-03 | 2025-09-15 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-03 | 2025-09-15 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2021-11-03 | 2025-09-15 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-05-02 | 2021-06-06 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-05-02 | 2021-06-06 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-01 | 2017-04-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-01 | 2017-04-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qian Shang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.