Kai Huang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Huang (黃凱), a licensed Responsible Officer with CE reference BGB450. Currently licensed at 1 firm(s): Dingxin (Securities) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.4 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-07 | present |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 4 - Advising on securities | 2025-11-07 | present |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 9 - Asset management | 2025-11-07 | present |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-13 | 2025-11-07 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
Rep | Type 9 - Asset management | 2023-03-13 | 2025-11-07 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-24 | 2025-11-07 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-15 | 2023-01-03 |
| Tensant Securities Limited 天晟證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-02 | 2018-10-09 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-20 | 2018-04-10 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-20 | 2018-04-10 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-09 | 2017-08-31 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-24 | 2017-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Huang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.