Yang Lu
盧楊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Lu (盧楊), a licensed former licensee with CE reference BFY812. This person has 5.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-06 | 2021-01-18 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-02-06 | 2021-01-18 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-05 | 2017-01-06 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-05 | 2017-01-06 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-05 | 2017-01-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.