Yuguo Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuguo Chen (陳宇果), a licensed Responsible Officer with CE reference BFY404. Currently licensed at 1 firm(s): Mango Financial Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 10.7 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 1 - Dealing in securities | 2020-09-16 | present |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 4 - Advising on securities | 2020-09-16 | present |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-09-16 | present |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 9 - Asset management | 2020-09-16 | present |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-02 | 2020-09-16 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-02 | 2020-09-16 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-09-02 | 2020-09-16 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 - Asset management | 2020-09-02 | 2020-09-16 |
| GLAM Capital Limited 港利資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-22 | 2020-06-26 |
| GLAM Capital Limited 港利資本有限公司 |
RO | Type 4 - Advising on securities | 2020-05-22 | 2020-06-26 |
| GLAM Capital Limited 港利資本有限公司 |
RO | Type 9 - Asset management | 2020-05-22 | 2020-06-26 |
| GLAM Capital Limited 港利資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-12 | 2020-05-22 |
| GLAM Capital Limited 港利資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-12 | 2020-05-22 |
| GLAM Capital Limited 港利資本有限公司 |
Rep | Type 9 - Asset management | 2020-03-12 | 2020-05-22 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-09 | 2020-01-15 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 4 - Advising on securities | 2018-10-09 | 2020-01-15 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-07-07 | 2020-01-15 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 - Asset management | 2016-07-07 | 2020-01-15 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-04 | 2018-10-09 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-04 | 2018-10-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuguo Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ke Wang | Mango Financial Limited | 2015–present |
| Meggy Mei Ki Yip | Mango Financial Limited | 2015–2022 |
| Fai Ching Han | Mango Financial Limited | 2015–2022 |
| Alexander Chuen Hing Wan | Mango Financial Limited | 2015–2021 |
| Sau Lai Cheng | Mango Financial Limited | 2015–2020 |
| Po Yin Fok | Mango Financial Limited | 2015–2020 |
| Soffrey Yau | Mango Financial Limited | 2015–2020 |
| Wai Ming Lee | Mango Financial Limited | 2015–2020 |
| Pik Hung Chang | Mango Financial Limited | 2015–2019 |
| Chuen Fai Wan | Mango Financial Limited | 2015–2019 |
| Udy Yuen Fun Lee | Mango Financial Limited | 2015–2019 |
| Chun Man Yip | Mango Financial Limited | 2015–2018 |
| Stephen Chun Ming Wong | Mango Financial Limited | 2015–2017 |
| Yiu Chun Lo | Mango Financial Limited | 2015–2019 |
| Jason Lui | Mango Financial Limited | 2018–2022 |
| Ting Yu Lam | Mango Financial Limited | 2015–2018 |
| Vincent Cheuk Fun Yeung | Mango Financial Limited | 2017–2020 |
| Xi Wang | Mango Financial Limited | 2024–2026 |
| Kim Ting Yeung | Mango Financial Limited | 2016–2018 |
| Chun Kit Chow | Mango Financial Limited | 2017–2019 |