Shu Zhang
張舒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Zhang (張舒), a licensed former licensee with CE reference BFR417. This person has 10.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2020-05-19 | 2026-05-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2020-05-19 | 2026-05-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-21 | 2020-03-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-01-21 | 2020-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-06-17 | 2018-10-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-06-17 | 2018-10-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-06-17 | 2018-10-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2015-06-17 | 2018-10-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2015-06-17 | 2018-10-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2015-06-17 | 2018-10-19 |