Shu Sonic Loo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Sonic Loo (陸澍), a licensed Representative with CE reference BFJ585. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Global Markets Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 11.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-22 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-22 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-13 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-13 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-18 | 2022-04-29 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-18 | 2022-04-29 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-18 | 2022-04-29 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-15 | 2017-03-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-05 | 2017-03-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-05-05 | 2017-03-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-05-05 | 2017-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Sonic Loo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.