Alec Hao Chi Yin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alec Hao Chi Yin (殷浩杰), a licensed Responsible Officer with CE reference ALZ060. Currently licensed at 3 firm(s): CMB International Securities Limited, CMB International Futures Limited, CMB International Global Markets Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 16.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-15 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2023-03-15 | present |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-09-29 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-29 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 4 - Advising on securities | 2022-09-29 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-17 | 2022-09-29 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-19 | 2023-03-15 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-19 | 2023-03-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-09 | 2014-11-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-11 | 2011-07-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alec Hao Chi Yin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.