Li Mo
莫莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Mo (莫莉), a licensed former licensee with CE reference BEX250. This person has 5.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-26 | 2021-04-16 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-26 | 2021-04-16 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-23 | 2019-11-09 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-11 | 2018-10-27 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-27 | 2017-09-11 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-24 | 2017-09-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Mo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.