Su-Li Chan
陳淑麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Su-Li Chan (陳淑麗), a licensed former licensee with CE reference BEV766. This person has 8.0 years of SFC licence history. Total licence records on file: 9.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-09 | 2022-07-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-30 | 2023-04-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-07-30 | 2023-04-26 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2021-04-22 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2021-04-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-01-20 | 2021-04-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-01-20 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-01-20 | 2021-04-22 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2015-01-20 | 2016-12-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Su-Li Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.