Zhijie Dai
戴智杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhijie Dai (戴智杰), a licensed Responsible Officer with CE reference BEQ286. Currently licensed at 1 firm(s): Zhonghui International Asset Management Company Limited. Active regulated activities: Type 9 - Asset management. This person has 10.8 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhonghui International Asset Management Company Limited 中輝國際資產管理有限公司 |
RO | Type 9 - Asset management | 2026-04-02 | present |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-04-28 | 2025-12-25 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-04-28 | 2025-12-25 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 9 - Asset management | 2025-04-28 | 2025-12-25 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-09-01 | 2025-02-11 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-09-01 | 2025-02-11 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 9 - Asset management | 2023-09-01 | 2025-02-11 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-10 | 2023-09-01 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2023-07-10 | 2023-09-01 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-07-10 | 2023-09-01 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-19 | 2023-05-19 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-20 | 2021-08-19 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-04-30 | 2023-05-19 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 - Asset management | 2019-02-27 | 2023-05-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-08 | 2020-04-20 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-08 | 2019-04-30 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-10-08 | 2019-02-27 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 9 - Asset management | 2018-05-15 | 2018-09-16 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-12 | 2018-09-16 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-12 | 2018-09-16 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-06-12 | 2018-05-15 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-01 | 2017-06-12 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-01 | 2017-06-12 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-06 | 2017-04-13 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-12-09 | 2017-04-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhijie Dai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.