Xinxin Guo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinxin Guo (過欣欣), a licensed Responsible Officer with CE reference BEM326. Currently licensed at 3 firm(s): Po Lee Securities Limited, Po Lee Investment Consultant Limited, Po Lee Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.8 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Lee Securities Limited 寶利證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-11-19 | present |
| Po Lee Investment Consultant Limited 寶利投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2024-11-19 | present |
| Po Lee Asset Management Limited 寶利資產管理有限公司 |
RO | Type 9 - Asset management | 2024-11-19 | present |
| Qogir (Hong Kong) Limited 喬格理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-22 | 2024-10-31 |
| Qogir (Hong Kong) Limited 喬格理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-05-22 | 2024-10-31 |
| Qogir (Hong Kong) Limited 喬格理(香港)有限公司 |
RO | Type 9 - Asset management | 2023-05-22 | 2024-10-31 |
| Qogir (Hong Kong) Limited 喬格理(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-05-10 | 2023-05-22 |
| Plouton Asset Management Limited 弘富資產管理有限公司 |
RO | Type 9 - Asset management | 2021-10-27 | 2023-05-09 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-07 | 2021-10-13 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-05-07 | 2021-10-13 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-09 | 2020-12-14 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-04 | 2020-12-14 |
| Wonderland International Asset Management Limited 華德國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-12-13 | 2020-12-14 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-13 | 2017-10-18 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-03-13 | 2017-10-18 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-02 | 2017-02-09 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-11-02 | 2017-02-09 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-02 | 2016-08-31 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-02 | 2016-08-31 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-12-02 | 2016-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xinxin Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.