Yui Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Chow (周睿), a licensed Representative with CE reference BDV631. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-19 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-19 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 - Asset management | 2021-08-19 | present |
| eFusion Capital Limited 易方資本有限公司 |
Rep | Type 9 - Asset management | 2016-01-07 | 2019-02-15 |
| eFusion Capital Limited 易方資本有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-07 | 2019-02-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yui Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.