Di Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di Chen (陳滌), a licensed Responsible Officer with CE reference BDK826. Currently licensed at 1 firm(s): Harvest Global Capital Investments Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
RO | Type 4 - Advising on securities | 2019-11-28 | present |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
RO | Type 9 - Asset management | 2019-11-28 | present |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-28 | present |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-29 | 2021-04-09 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 4 - Advising on securities | 2019-04-29 | 2021-04-09 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-08-05 | 2020-06-12 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-08-05 | 2020-06-12 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 9 - Asset management | 2014-08-05 | 2020-06-12 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-13 | 2014-08-05 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-13 | 2014-08-05 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-05-13 | 2014-08-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Di Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.