Miu Ying Lau

劉妙凝
CE No. BCO593 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miu Ying Lau (劉妙凝), a licensed former licensee with CE reference BCO593. This person has 12.7 years of SFC licence history. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2026-08-03 2026-08-24
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 4 - Advising on securities 2026-08-03 2026-08-24
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 4 - Advising on securities 2015-03-26 2026-08-02
HSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
Rep Type 3 - Leveraged foreign exchange trading 2014-07-29 2026-08-24
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2014-05-07 2026-08-24
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2013-12-27 2026-08-02

Related