Lin Yuan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Yuan (袁林), a licensed Representative with CE reference BCJ572. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 11.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-22 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-15 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-15 | present |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-06 | 2017-01-09 |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
Rep | Type 9 - Asset management | 2016-05-06 | 2017-01-09 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-04 | 2016-01-15 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-04 | 2016-01-15 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-26 | 2014-08-11 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-11-26 | 2014-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lin Yuan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.