Ka On Kam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka On Kam (甘家安), a licensed Representative with CE reference BCB658. Currently licensed at 1 firm(s): New Harvest Wealth Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-06 | present |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-06 | present |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 9 - Asset management | 2023-02-06 | present |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-11 | 2022-01-07 |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-11 | 2022-01-07 |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-08-11 | 2022-01-07 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-16 | 2021-07-23 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 9 - Asset management | 2020-10-16 | 2021-07-23 |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 1 - Dealing in securities | 2020-09-18 | 2021-07-23 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-03 | 2020-09-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-06 | 2020-04-19 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-06 | 2020-04-19 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-07 | 2017-08-18 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-17 | 2016-02-26 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-17 | 2016-02-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka On Kam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.