Ka Kin Pang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kin Pang (彭家健), a licensed Representative with CE reference BBW419. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-12-20 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-12-20 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-12-20 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-12-20 | present |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-23 | 2018-04-13 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-23 | 2018-04-13 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
Rep | Type 9 - Asset management | 2014-11-04 | 2018-04-13 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-17 | 2014-05-23 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-09-17 | 2014-05-23 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Kin Pang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.