Laura Jayne Buffham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laura Jayne Buffham, a licensed former licensee with CE reference BBL851. This person has 8.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2018-03-06 | 2022-08-19 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2018-03-06 | 2022-08-19 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2017-03-04 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2017-03-04 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-07-02 | 2017-03-04 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-07-02 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-07-02 | 2017-03-04 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2013-07-02 | 2016-12-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Laura Jayne Buffham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.