Shunta Omura
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shunta Omura, a licensed Representative with CE reference BBH669. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. This person has 4.7 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-04-07 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-03-07 | 2025-03-13 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-01-17 | 2025-01-27 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-12-06 | 2024-12-13 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-10-04 | 2024-10-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-06-21 | 2024-06-27 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-02-16 | 2024-02-23 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-23 | 2023-06-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-02-21 | 2023-02-25 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-25 | 2020-06-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-21 | 2016-08-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-11 | 2014-07-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-26 | 2013-11-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-31 | 2013-06-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shunta Omura during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.