Shen Yi Ada Lee
李琛怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shen Yi Ada Lee (李琛怡), a licensed former licensee with CE reference BBG810. This person has 9.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Segantii Capital Management Limited | Rep | Type 9 - Asset management | 2023-03-09 | 2024-06-27 |
| ExodusPoint Capital Management Hong Kong, Limited | Rep | Type 9 - Asset management | 2020-10-06 | 2022-10-09 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-12-05 | 2020-02-08 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2018-12-05 | 2020-02-08 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-11-28 | 2020-02-08 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-11-28 | 2020-02-08 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-24 | 2018-10-08 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-30 | 2018-10-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-06-05 | 2014-09-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2013-06-05 | 2014-09-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-06-05 | 2014-09-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2013-06-05 | 2014-09-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shen Yi Ada Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.