Liang Guo
郭梁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liang Guo (郭梁), a licensed Responsible Officer with CE reference BAZ980. Currently licensed at 1 firm(s): CLC Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 12.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLC Asset Management Limited 創僑資產管理有限公司 |
RO | Type 9 - Asset management | 2017-02-14 | present |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 4 - Advising on securities | 2021-05-27 | 2024-04-23 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-05-27 | 2024-04-23 |
| CLC Asset Management Limited 創僑資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-12-01 | 2017-02-14 |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-24 | 2015-11-16 |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-03-24 | 2015-11-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Liang Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.