Yiu Bun Lau
劉耀斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Bun Lau (劉耀斌), a licensed former licensee with CE reference BDI052. This person has 8.6 years of SFC licence history. Total licence records on file: 20.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EM Asset Management Limited 易美資産管理有限公司 |
RO | Type 4 - Advising on securities | 2021-03-31 | 2024-07-31 |
| EM Asset Management Limited 易美資産管理有限公司 |
RO | Type 9 - Asset management | 2021-03-31 | 2024-07-31 |
| EM Asset Management Limited 易美資産管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-16 | 2021-03-31 |
| EM Asset Management Limited 易美資産管理有限公司 |
Rep | Type 9 - Asset management | 2021-03-16 | 2021-03-31 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 4 - Advising on securities | 2020-03-03 | 2020-09-30 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 9 - Asset management | 2020-02-28 | 2020-09-30 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-10-28 | 2020-04-23 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
RO | Type 9 - Asset management | 2019-10-28 | 2020-04-23 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-19 | 2019-10-28 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-09-19 | 2019-10-28 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-05-09 | 2019-08-27 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
RO | Type 9 - Asset management | 2019-05-09 | 2019-08-27 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-23 | 2019-05-09 |
| CLC Asset Management Limited 創僑資產管理有限公司 |
RO | Type 9 - Asset management | 2018-12-20 | 2019-04-11 |
| CLC Asset Management Limited 創僑資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-05-22 | 2018-12-20 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-20 | 2017-04-05 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-10-20 | 2017-04-05 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-01 | 2016-08-05 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-01 | 2016-08-05 |
| MacroValue Investors Limited | Rep | Type 9 - Asset management | 2014-05-22 | 2015-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Bun Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.