Yiu Bun Lau
劉耀斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Bun Lau (劉耀斌), CE reference BDI052. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EM Asset Management Limited 易美資産管理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-31 | 2024-07-31 |
| EM Asset Management Limited 易美資産管理有限公司 |
RO | Type 9 — Asset management | 2021-03-31 | 2024-07-31 |
| EM Asset Management Limited 易美資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-16 | 2021-03-31 |
| EM Asset Management Limited 易美資産管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-16 | 2021-03-31 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 4 — Advising on securities | 2020-03-03 | 2020-09-30 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 9 — Asset management | 2020-02-28 | 2020-09-30 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-10-28 | 2020-04-23 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
RO | Type 9 — Asset management | 2019-10-28 | 2020-04-23 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-19 | 2019-10-28 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-19 | 2019-10-28 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-05-09 | 2019-08-27 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
RO | Type 9 — Asset management | 2019-05-09 | 2019-08-27 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-23 | 2019-05-09 |
| CLC Asset Management Limited 創僑資產管理有限公司 |
RO | Type 9 — Asset management | 2018-12-20 | 2019-04-11 |
| CLC Asset Management Limited 創僑資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-22 | 2018-12-20 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-20 | 2017-04-05 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-10-20 | 2017-04-05 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-01 | 2016-08-05 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-01 | 2016-08-05 |
| MacroValue Investors Limited | Rep | Type 9 — Asset management | 2014-05-22 | 2015-07-07 |