Wai Man Lo
羅惠文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Lo (羅惠文), a licensed former licensee with CE reference BAX717. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Formax Asset Management Limited 福億資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-06-27 | 2015-08-17 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-23 | 2014-06-15 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-08-23 | 2014-06-15 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Man Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.