Alistair Hugo Holroyd
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alistair Hugo Holroyd, a licensed Representative with CE reference BAW840. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 13.4 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2019-02-22 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-02-07 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-02-25 | present |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2015-11-25 | 2016-12-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alistair Hugo Holroyd during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.