Yu Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Chen (陳語), a licensed Representative with CE reference BAI854. Currently licensed at 2 firm(s): China Industrial Securities International Futures Limited, China Industrial Securities International Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 13.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-04-02 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-08 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-08 | present |
| Chief Financial Capital Limited 致富金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-04-05 | 2014-07-19 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-24 | 2014-07-19 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-24 | 2014-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.