Nan Wu

吳南
CE No. BAF153 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Wu (吳南), a licensed former licensee with CE reference BAF153. This person has 0.7 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
DL SECURITIES (HK) LIMITED
德林證券(香港)有限公司
Rep Type 1 - Dealing in securities 2013-04-15 2013-06-30
DL SECURITIES (HK) LIMITED
德林證券(香港)有限公司
Rep Type 4 - Advising on securities 2012-10-17 2013-06-30
DL SECURITIES (HK) LIMITED
德林證券(香港)有限公司
Rep Type 6 - Advising on corporate finance 2012-10-17 2013-06-30

Worked alongside

The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Nan Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ningdi Chen DL SECURITIES (HK) LIMITED 2012–2013
Yinguang Yu DL SECURITIES (HK) LIMITED 2012–2013
Xu Xiang Zhou DL SECURITIES (HK) LIMITED 2012–2013
Xinrong Jiang DL SECURITIES (HK) LIMITED 2012–2013
Wei Hao Kiow DL SECURITIES (HK) LIMITED 2012–2013
Ke Wang DL SECURITIES (HK) LIMITED 2012–2013
Yihao Wang DL SECURITIES (HK) LIMITED 2012–2013
Yu Shi DL SECURITIES (HK) LIMITED 2012–2013
Fei Long DL SECURITIES (HK) LIMITED 2013
Wendy Wai Ting Lam DL SECURITIES (HK) LIMITED 2012

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