Wendy Wai Ting Lam
林慧婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Wai Ting Lam (林慧婷), a licensed former licensee with CE reference BAF969. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-24 | 2012-12-20 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-24 | 2012-12-20 |