Ningdi Chen

陳寧廸
CE No. AWF496 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ningdi Chen (陳寧廸), a licensed former licensee with CE reference AWF496. This person has 3.0 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
DL SECURITIES (HK) LIMITED
德林證券(香港)有限公司
RO Type 1 - Dealing in securities 2013-03-01 2015-08-21
DL SECURITIES (HK) LIMITED
德林證券(香港)有限公司
RO Type 4 - Advising on securities 2012-09-04 2015-08-21
DL SECURITIES (HK) LIMITED
德林證券(香港)有限公司
RO Type 6 - Advising on corporate finance 2012-09-04 2015-08-21

Worked alongside

The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Ningdi Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yinguang Yu DL SECURITIES (HK) LIMITED 2012–2015
Xu Xiang Zhou DL SECURITIES (HK) LIMITED 2012–2015
Fei Long DL SECURITIES (HK) LIMITED 2013–2015
Xinrong Jiang DL SECURITIES (HK) LIMITED 2012–2013
Wei Hao Kiow DL SECURITIES (HK) LIMITED 2012–2013
Siu Hong Lam DL SECURITIES (HK) LIMITED 2014–2015
Nan Wu DL SECURITIES (HK) LIMITED 2012–2013
Ke Wang DL SECURITIES (HK) LIMITED 2012–2013
Na Yi DL SECURITIES (HK) LIMITED 2013–2014
Yihao Wang DL SECURITIES (HK) LIMITED 2012–2013
Charles Yo-Chuan Cheng DL SECURITIES (HK) LIMITED 2013–2014
Tracy Woo DL SECURITIES (HK) LIMITED 2014–2015
Yu Shi DL SECURITIES (HK) LIMITED 2012–2013
Youjia Chen DL SECURITIES (HK) LIMITED 2013
Wendy Wai Ting Lam DL SECURITIES (HK) LIMITED 2012
Po Lin Lee DL SECURITIES (HK) LIMITED 2015
Yu Sun DL SECURITIES (HK) LIMITED 2015
Ziyi Wang DL SECURITIES (HK) LIMITED 2015
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