Chi Bun Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Bun Chan (陳志賓), a licensed Responsible Officer with CE reference AZR722. Currently licensed at 1 firm(s): C. Xin Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.8 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C. Xin Asset Management Limited 橙信財富有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-12 | present |
| C. Xin Asset Management Limited 橙信財富有限公司 |
RO | Type 4 - Advising on securities | 2022-07-12 | present |
| C. Xin Asset Management Limited 橙信財富有限公司 |
RO | Type 9 - Asset management | 2022-07-12 | present |
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-03 | 2021-11-19 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-03 | 2021-11-19 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-11-03 | 2021-11-19 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-05 | 2020-10-05 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 9 - Asset management | 2020-08-05 | 2020-10-05 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-09-24 | 2020-03-31 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 - Asset management | 2018-09-24 | 2020-03-31 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-02 | 2020-03-31 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-02 | 2018-09-24 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-08-02 | 2018-09-24 |
| JT Capital Management Limited 嘉泰新興資本管理有限公司 |
RO | Type 4 - Advising on securities | 2016-12-29 | 2018-07-13 |
| JT Capital Management Limited 嘉泰新興資本管理有限公司 |
RO | Type 9 - Asset management | 2016-05-27 | 2018-07-13 |
| JT Capital Management Limited 嘉泰新興資本管理有限公司 |
Rep | Type 9 - Asset management | 2016-03-22 | 2016-05-27 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-28 | 2016-03-05 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-10-28 | 2016-03-05 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-29 | 2013-10-17 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-06-29 | 2013-10-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Bun Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.