Ka Chun Lau
劉嘉俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun Lau (劉嘉俊), a licensed Responsible Officer with CE reference AZG905. Currently licensed at 1 firm(s): Shengqi Capital (Hong Kong) Limited. Active regulated activities: Type 9 - Asset management. This person has 11.8 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shengqi Capital (Hong Kong) Limited 盛麒資本(香港)有限公司 |
RO | Type 9 - Asset management | 2024-12-02 | present |
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-08-01 | 2024-11-08 |
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
RO | Type 9 - Asset management | 2023-08-01 | 2024-11-08 |
| Original Group Securities Limited 原創集團證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-26 | 2022-06-22 |
| PSG Digital Asia Limited | RO | Type 4 - Advising on securities | 2022-01-26 | 2022-06-22 |
| PSG Digital Asia Limited | RO | Type 9 - Asset management | 2022-01-26 | 2022-06-22 |
| Original Group Securities Limited 原創集團證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-23 | 2022-01-26 |
| PSG Digital Asia Limited | Rep | Type 4 - Advising on securities | 2021-12-23 | 2022-01-26 |
| PSG Digital Asia Limited | Rep | Type 9 - Asset management | 2021-12-23 | 2022-01-26 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 4 - Advising on securities | 2019-07-29 | 2021-12-14 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2019-07-29 | 2021-12-14 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 9 - Asset management | 2019-07-29 | 2021-12-14 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 - Asset management | 2019-07-29 | 2021-12-14 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-11 | 2019-07-29 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 - Asset management | 2018-09-11 | 2019-07-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 - Asset management | 2018-09-11 | 2019-07-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-10 | 2019-07-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-17 | 2021-12-14 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-17 | 2017-02-17 |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-11 | 2014-04-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Chun Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.