Hui Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Yu (俞慧), a licensed Responsible Officer with CE reference AYS989. Currently licensed at 2 firm(s): GF Securities (Hong Kong) Brokerage Limited, GF Capital (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 13.7 years of SFC licence history. Total licence records on file: 24.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-25 | present |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-02-25 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-07 | 2025-02-25 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-09-07 | 2025-02-25 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2021-04-07 | 2022-12-14 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2021-04-07 | 2022-12-14 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 - Advising on corporate finance | 2021-04-07 | 2022-12-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2020-12-07 | 2021-04-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2020-12-07 | 2021-04-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2020-12-07 | 2021-04-07 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-26 | 2020-11-26 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-10-26 | 2020-11-26 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 - Advising on securities | 2018-10-26 | 2020-11-26 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-10-26 | 2020-11-26 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-08 | 2018-10-26 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-08 | 2018-10-26 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-08 | 2018-10-26 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-06-08 | 2018-10-26 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2015-11-23 | 2018-05-02 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2015-11-23 | 2018-05-02 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 - Advising on corporate finance | 2015-11-23 | 2018-05-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2012-01-13 | 2015-11-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2012-01-13 | 2015-11-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2012-01-13 | 2015-11-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hui Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.