Wan Hong Lui
呂雲康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Hong Lui (呂雲康), a licensed former licensee with CE reference AYN585. This person has 6.6 years of SFC licence history. Total licence records on file: 9.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-11-14 | 2020-10-31 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-11-14 | 2020-10-31 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2017-11-14 | 2020-10-31 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-07-13 | 2015-11-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-27 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-03-27 | 2015-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2015-03-27 | 2015-03-31 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-20 | 2015-03-03 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-12-20 | 2015-03-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wan Hong Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.