Wai Yan Yip
葉渭茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan Yip (葉渭茵), a licensed Representative with CE reference AXZ867. Currently licensed at 1 firm(s): Pinnacle Investment Management Limited. Active regulated activities: Type 9 - Asset management. This person has 14.6 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
Rep | Type 9 - Asset management | 2025-01-14 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-08 | 2024-11-24 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-08 | 2024-11-24 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-03-08 | 2024-11-24 |
| Wonder Capital Group Limited 盈達資本有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-11 | 2019-02-28 |
| Wonder Capital Group Limited 盈達資本有限公司 |
RO | Type 4 - Advising on securities | 2018-04-11 | 2019-02-28 |
| Wonder Capital Group Limited 盈達資本有限公司 |
RO | Type 9 - Asset management | 2018-01-12 | 2019-02-28 |
| Wonder Capital Group Limited 盈達資本有限公司 |
Rep | Type 9 - Asset management | 2017-11-20 | 2018-01-12 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-07 | 2017-11-07 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-06-07 | 2017-11-07 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-06-07 | 2017-11-07 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-19 | 2017-11-07 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-19 | 2017-11-07 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-19 | 2017-11-07 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-10-19 | 2017-11-07 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-10-19 | 2017-11-07 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2012-10-19 | 2017-11-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-07 | 2012-10-08 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-09-07 | 2012-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yan Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.