Timothy Joseph Malone
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Joseph Malone, a licensed Responsible Officer with CE reference AXV753. Currently licensed at 1 firm(s): C.M. Capital Advisors (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.5 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C.M. Capital Advisors (HK) Limited | RO | Type 9 - Asset management | 2024-11-19 | present |
| C.M. Capital Advisors (HK) Limited | RO | Type 4 - Advising on securities | 2024-04-23 | present |
| C.M. Capital Advisors (HK) Limited | Rep | Type 4 - Advising on securities | 2022-05-20 | 2024-04-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-15 | 2014-09-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-15 | 2014-09-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-15 | 2014-09-02 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy Joseph Malone during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Xiaoli Liang | C.M. Capital Advisors (HK) Limited | 2022–present |
| Lici Leon Edward Wu | C.M. Capital Advisors (HK) Limited | 2022–present |
| Eugene Lai | C.M. Capital Advisors (HK) Limited | 2022–2026 |
| Pak Him Ng | C.M. Capital Advisors (HK) Limited | 2022–2025 |
| Monika Yan | C.M. Capital Advisors (HK) Limited | 2022–2025 |
| Tang Lung Wu | C.M. Capital Advisors (HK) Limited | 2022–2025 |
| Jason Jie Sheng Liu | C.M. Capital Advisors (HK) Limited | 2022–2025 |
| Chat Yu Lam | C.M. Capital Advisors (HK) Limited | 2022–2024 |
| Jianan Chen | C.M. Capital Advisors (HK) Limited | 2023–2024 |
| Jingting Wang | C.M. Capital Advisors (HK) Limited | 2022–2023 |
| Ben Li | C.M. Capital Advisors (HK) Limited | 2026–present |