Pak Him Ng
吳柏謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Him Ng (吳柏謙), a licensed former licensee with CE reference BDQ104. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C.M. Capital Advisors (HK) Limited |
RO | Type 4 — Advising on securities | 2022-08-16 | 2025-08-01 |
| C.M. Capital Advisors (HK) Limited |
Rep | Type 4 — Advising on securities | 2022-05-05 | 2022-08-16 |
| C.M. Capital Advisors (HK) Limited |
Rep | Type 9 — Asset management | 2022-05-05 | 2025-08-01 |
| Cupola Capital Limited | RO | Type 4 — Advising on securities | 2020-04-22 | 2022-01-01 |
| Cupola Capital Limited | Rep | Type 9 — Asset management | 2019-05-17 | 2022-01-01 |
| Cupola Capital Limited | Rep | Type 4 — Advising on securities | 2019-05-07 | 2020-04-22 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-29 | 2019-03-16 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-07-24 | 2015-05-19 |