Tang Lung Wu
胡騰龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tang Lung Wu (胡騰龍), a licensed former licensee with CE reference AXO939. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C.M. Capital Advisors (HK) Limited |
RO | Type 4 — Advising on securities | 2022-06-08 | 2025-05-02 |
| C.M. Capital Advisors (HK) Limited |
RO | Type 9 — Asset management | 2022-06-08 | 2025-05-02 |
| C.M. Capital Advisors (HK) Limited |
Rep | Type 4 — Advising on securities | 2022-01-03 | 2022-06-08 |
| C.M. Capital Advisors (HK) Limited |
Rep | Type 9 — Asset management | 2022-01-03 | 2022-06-08 |
| Cupola Capital Limited | RO | Type 4 — Advising on securities | 2018-09-17 | 2022-01-01 |
| Cupola Capital Limited | RO | Type 9 — Asset management | 2018-09-17 | 2022-01-01 |
| Cupola Capital Limited | Rep | Type 4 — Advising on securities | 2018-07-18 | 2018-09-17 |
| Cupola Capital Limited | Rep | Type 9 — Asset management | 2018-07-18 | 2018-09-17 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 4 — Advising on securities | 2018-02-14 | 2018-07-04 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 9 — Asset management | 2017-11-20 | 2018-07-04 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-12 | 2017-11-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-12 | 2017-11-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-12 | 2017-11-19 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-09-19 | 2015-12-31 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-29 | 2014-09-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-10 | 2014-04-23 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-10 | 2014-04-23 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-10 | 2014-04-23 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-11 | 2012-06-19 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-11 | 2012-06-19 |