Chi Chung Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chung Ng (吳志聰), a licensed Representative with CE reference AXV289. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-05-23 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-05-23 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-05-23 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-05-23 | present |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 4 - Advising on securities | 2016-12-16 | 2017-04-30 |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 9 - Asset management | 2016-12-16 | 2017-04-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-22 | 2012-09-13 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Chung Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.