Chi Shing Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Shing Lam (林梓誠), a licensed Representative with CE reference AXG042. Currently licensed at 2 firm(s): China Merchants Securities (HK) Co., Limited, China Merchants Futures (HK) Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 15.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-16 | present |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-16 | present |
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-01-02 | 2014-12-07 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-01 | 2014-12-07 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-01 | 2014-12-07 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-06 | 2012-12-11 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-06 | 2012-12-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Shing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.