Hay Tak Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hay Tak Lam (林喜德), a licensed Responsible Officer with CE reference AXE899. Currently licensed at 1 firm(s): A.C Asset Management Limited . Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| A.C Asset Management Limited 奧盛資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-10 | present |
| A.C Asset Management Limited 奧盛資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-07-10 | present |
| A.C Asset Management Limited 奧盛資產管理有限公司 |
RO | Type 9 - Asset management | 2018-07-10 | present |
| A.C Asset Management Limited 奧盛資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-26 | 2018-07-10 |
| A.C Asset Management Limited 奧盛資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-26 | 2018-07-10 |
| A.C Asset Management Limited 奧盛資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-01-26 | 2018-07-10 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-21 | 2013-11-04 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-21 | 2013-11-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hay Tak Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.