Lan Wu
烏蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lan Wu (烏蘭), a licensed Representative with CE reference AXC526. Currently licensed at 2 firm(s): JPMorgan Funds (Asia) Limited, JPMorgan Asset Management (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-23 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-10-15 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2012-10-15 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-10-15 | 2013-12-10 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-15 | 2017-10-23 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2012-10-15 | 2025-08-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-04-08 | 2012-09-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2011-04-08 | 2012-09-22 |