Di Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di Wu (吳頔), a licensed Responsible Officer with CE reference AWT094. Currently licensed at 2 firm(s): ICBC International Capital Limited, ICBC International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 15.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-04 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-04 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 4 - Advising on securities | 2021-08-04 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-08-04 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-23 | 2021-08-04 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-20 | 2021-08-04 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-26 | 2021-08-04 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-05-26 | 2021-08-04 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-31 | 2016-02-02 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-01-31 | 2016-02-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Di Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.