Romain Henri Francois Gandon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Romain Henri Francois Gandon, a licensed former licensee with CE reference AWI827. This person has 4.0 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trading Central Asia Limited 乾鼎亞洲有限公司 |
RO | Type 4 - Advising on securities | 2018-09-06 | 2022-06-08 |
| Trading Central Asia Limited 乾鼎亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-09-06 | 2022-06-08 |
| Trading Central Asia Limited 乾鼎亞洲有限公司 |
RO | Type 4 - Advising on securities | 2011-03-08 | 2011-06-15 |
| Trading Central Asia Limited 乾鼎亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-03-08 | 2011-06-15 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Romain Henri Francois Gandon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Remy Thomas Laurent Gaussens | Trading Central Asia Limited | 2011–2022 |
| Jun Zhang | Trading Central Asia Limited | 2011–2022 |
| Kim Ming Lam | Trading Central Asia Limited | 2014–2022 |
| Chi Kong Jim | Trading Central Asia Limited | 2017–2022 |
| Pui Lai Chan | Trading Central Asia Limited | 2013–2017 |
| Alain Jean-Claude Pellier | Trading Central Asia Limited | 2018–2022 |
| Hung Tin George Lam | Trading Central Asia Limited | 2018–2022 |
| Li Zhao | Trading Central Asia Limited | 2014–2017 |
| Sau Man Chan | Trading Central Asia Limited | 2014–2016 |
| Ching Yee Ng | Trading Central Asia Limited | 2018–2019 |
| Pak Yan Chan | Trading Central Asia Limited | 2016 |