David Samuel Barlow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Samuel Barlow, a licensed Responsible Officer with CE reference AWF427. Currently licensed at 1 firm(s): Canaccord Genuity (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 14.3 years of SFC licence history. Total licence records on file: 2.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-27 | present |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-03-27 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Samuel Barlow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.