Shengshen Nie
聶晟申
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengshen Nie (聶晟申), a licensed former licensee with CE reference AVL824. This person has 11.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited | Rep | Type 9 - Asset management | 2024-10-28 | 2026-03-26 |
| Rockhampton Management Limited | Rep | Type 9 - Asset management | 2018-05-03 | 2021-04-05 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-22 | 2018-04-20 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-12-22 | 2018-04-20 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-02 | 2016-11-03 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-09 | 2012-04-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shengshen Nie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.