Chin Hong Shum
沈展康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Hong Shum (沈展康), a licensed former licensee with CE reference AVJ063. This person has 12.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-25 | 2024-03-01 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-25 | 2024-03-01 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-24 | 2022-07-10 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-01-24 | 2022-07-10 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-30 | 2021-11-30 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-01 | 2015-11-08 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-01 | 2015-11-08 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-05 | 2015-05-21 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-05 | 2015-05-21 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-06 | 2014-05-09 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-19 | 2014-05-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chin Hong Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.