Yun Hao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Hao (郝運), a licensed Responsible Officer with CE reference AVI199. Currently licensed at 1 firm(s): Pacific Alpha Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Alpha Securities Limited 太明證券投資有限公司 |
RO | Type 9 - Asset management | 2025-11-17 | present |
| Pacific Alpha Securities Limited 太明證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-15 | present |
| Pacific Alpha Securities Limited 太明證券投資有限公司 |
RO | Type 4 - Advising on securities | 2023-12-15 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-11 | 2021-06-04 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-19 | 2019-06-11 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-23 | 2018-11-30 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-29 | 2017-11-23 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-11-18 | 2017-07-14 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-14 | 2013-11-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yun Hao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.