James Alexander Scott Wenham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Alexander Scott Wenham, a licensed Representative with CE reference AVF334. Currently licensed at 1 firm(s): Liquidnet Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 7 - Providing automated trading services. This person has 15.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-14 | present |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2020-09-14 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-01 | 2019-11-05 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-22 | 2019-11-05 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-20 | 2018-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Alexander Scott Wenham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.