Kai Tat Au
區繼達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Tat Au (區繼達), a licensed former licensee with CE reference AVB807. This person has 15.6 years of SFC licence history. Total licence records on file: 28.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WE Securities Limited 維恩證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-08-14 | 2026-06-01 |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-08-14 | 2026-06-01 |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 9 - Asset management | 2025-08-14 | 2026-06-01 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-26 | 2025-07-09 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 4 - Advising on securities | 2021-04-26 | 2025-07-09 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 9 - Asset management | 2021-04-26 | 2025-07-09 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-01 | 2021-04-26 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-01 | 2021-04-26 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
Rep | Type 9 - Asset management | 2021-04-01 | 2021-04-26 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 9 - Asset management | 2020-07-24 | 2021-03-29 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-30 | 2021-03-29 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 4 - Advising on securities | 2020-06-30 | 2021-03-29 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 9 - Asset management | 2020-04-28 | 2020-07-24 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-19 | 2020-06-30 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-19 | 2020-06-30 |
| China Tian Yuan Commodities and Futures Limited 中國天元商品及期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-11-14 | 2019-11-09 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-22 | 2019-11-09 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-22 | 2019-11-09 |
| China Tian Yuan Commodities and Futures Limited 中國天元商品及期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-10 | 2018-11-14 |
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-05-11 | 2018-10-02 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-04-18 | 2017-04-30 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-01 | 2017-04-30 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-01 | 2017-04-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-01 | 2013-02-21 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-01 | 2013-02-21 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-18 | 2011-08-20 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-22 | 2011-08-20 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-22 | 2011-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Tat Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.