Annette Frances Mullen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annette Frances Mullen, a licensed former licensee with CE reference AUW142. This person has 0.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-03-24 | 2014-03-24 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-08-26 | 2013-08-31 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-01-18 | 2013-01-22 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-01-18 | 2013-01-22 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-08-08 | 2011-09-04 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-03-10 | 2010-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Annette Frances Mullen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.