Pei Wei Wu
吳佩偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pei Wei Wu (吳佩偉), a licensed former licensee with CE reference AUN391. This person has 9.6 years of SFC licence history. Total licence records on file: 12.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Substance Asset Management Limited 元實資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-04-19 | 2023-04-30 |
| Substance Asset Management Limited 元實資產管理有限公司 |
RO | Type 9 - Asset management | 2022-04-19 | 2023-04-30 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-28 | 2021-07-07 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 4 - Advising on securities | 2016-12-12 | 2022-09-28 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 9 - Asset management | 2016-12-12 | 2022-09-28 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-05 | 2016-12-12 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 9 - Asset management | 2016-12-05 | 2016-12-12 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 4 - Advising on securities | 2016-01-14 | 2016-11-30 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 9 - Asset management | 2016-01-14 | 2016-11-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-15 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2010-01-15 | 2010-12-06 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Pei Wei Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Cheng-Tang Matt Hsieh | Substance Capital (HK) Limited | 2016–2022 |
| Yi-Tsyr Lin | Substance Capital (HK) Limited | 2016–2022 |
| Daniel Pun | Substance Capital (HK) Limited | 2018–2022 |
| Yik Fong Wong | Substance Capital (HK) Limited | 2018–2022 |
| I Chen Lin | Substance Capital (HK) Limited | 2019–2022 |
| Chien-Hua Chen | Substance Capital (HK) Limited | 2019–2022 |
| Hui-Ming Chen | Substance Capital (HK) Limited | 2017–2018 |
| Shin Hui Huang | Maxcess Capital Limited | 2016 |
| Hsin Yi Chou | Substance Asset Management Limited | 2022–2023 |